Licensing & Compliance

Licensing & Compliance

EP helps your team to do more with less. Not every hire needs to be internal, and not every addition to the team means subtracting from the team.

EP’s core value is about unlocking deeper capabilities. EP unlocks capabilities you couldn’t afford to hire and train for internally. EP subsumes the cost and time to onboard reliable support staff. Each EP line of service presents a compelling reason that EP’s team can add to your current capabilities faster and more affordably.

Posit provides carriers with a secure, governed analytics foundation that strengthens licensing oversight, regulatory compliance, IT operations, and cyber-risk management. Posit Connect enables organizations to publish automated compliance dashboards, licensing and appointment validation tools, regulatory reports, and legal review applications—all with controlled access and enterprise-grade security. Posit Package Manager reinforces governance by delivering secure, audited Python and R package repositories that protect software supply chains and ensure regulatory-ready reproducibility across actuarial, underwriting, and operational models. Posit Workbench centralizes development for IT and analytics teams, offering a tightly managed environment for building, maintaining, and validating models that handle sensitive PHI, PII, and legal data.

Solvrays incorporates enterprise-grade compliance features including bank-level encryption, SOC2 and HIPAA compliance, full audit trails, and automated alerts for regulatory deadlines. This safeguards sensitive data and streamlines legal and compliance workflows.

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DTCC’s IFT ACCESS Platform Streamlines Broker-Dealer Changes. DTCC has significantly enhanced its web-based IFT ACCESS platform, allowing clients to fully streamline Broker Dealer of Record (BDofR) changes without any custom development. This upgrade eliminates the need for traditional calls, emails, and paperwork that typically delay this process by days. While their Automated Customer Account Transfer Service (ACATS) has helped many, this new enhancement ensures all DTCC clients can efficiently manage their BDofR changes, promoting greater industry standardization and efficiency. DTCC members can learn more through a dedicated video on DTCC Learning.

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