Licensing & Compliance

Licensing & Compliance

InsurTech Express is a curated technology hub for the life, health, and annuity insurance industry. We are not a vendor ourselves — we’re where carriers, MGAs, agencies, and advisors come to find, compare, and shortlist the platforms that solve a specific operational problem, like licensing and compliance management.

The solutions below cover producer licensing and appointment tracking, regulatory filing automation, continuing education compliance, and cybersecurity/data-privacy compliance tools — software that keeps insurers and distributors licensed, compliant, and secure across every state they operate in. Each listing includes a plain-language description of what the provider automates and who it’s built for, from a large carrier’s compliance department to an independent agency.

This page is for compliance officers, general counsel, licensing administrators, and risk leaders evaluating compliance technology (looking for advisory services instead? See our risk & cybersecurity advisory page).

Don’t see what you need? Contact us and we’ll help point you toward the right fit — or if you’re a provider who belongs on this page, reach out to be added.

FieldWatch - Tagline

FieldWatch provides AI-powered compliance monitoring and brand protection software built for insurance carriers, managing general agencies (MGAs), field marketing organizations (FMOs), brokerage general agencies (BGAs), insurance brokerage groups (IBGs), and insurance marketing organizations (IMOs) that need to monitor agent and producer activity at scale.

We help insurance companies detect compliance violations, unauthorized brand usage, misleading product representations, and regulatory risks across social media, websites and digital marketing channels — before those violations attract regulatory scrutiny or damage the brand relationships your distribution network depends on. FieldWatch gives insurance compliance teams the automated monitoring tools to stay ahead of agent and producer risk across the entire compliance lifecycle.

Whether you oversee 500 producers or 100,000, FieldWatch helps insurance organizations identify online compliance risks faster, document corrective actions more effectively, reduce regulatory exposure, and protect the reputation of both the carrier and its distribution partners.

EP helps your team to do more with less. Not every hire needs to be internal, and not every addition to the team means subtracting from the team.

EP’s core value is about unlocking deeper capabilities. EP unlocks capabilities you couldn’t afford to hire and train for internally. EP subsumes the cost and time to onboard reliable support staff. Each EP line of service presents a compelling reason that EP’s team can add to your current capabilities faster and more affordably.

Solvrays incorporates enterprise-grade compliance features including bank-level encryption, SOC2 and HIPAA compliance, full audit trails, and automated alerts for regulatory deadlines. This safeguards sensitive data and streamlines legal and compliance workflows.

dtcc website logo

DTCC’s IFT ACCESS Platform Streamlines Broker-Dealer Changes. DTCC has significantly enhanced its web-based IFT ACCESS platform, allowing clients to fully streamline Broker Dealer of Record (BDofR) changes without any custom development. This upgrade eliminates the need for traditional calls, emails, and paperwork that typically delay this process by days. While their Automated Customer Account Transfer Service (ACATS) has helped many, this new enhancement ensures all DTCC clients can efficiently manage their BDofR changes, promoting greater industry standardization and efficiency. DTCC members can learn more through a dedicated video on DTCC Learning.

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